ResearchResearch paperTraining & Scaling · Large Language Models · Efficiency & Inference1 source · Oct 16, 2026

"Deep lifts": Neural networks can generalize even with the dumbest optimizer

Given a labeled dataset $\{(xi, yi)\}{i = 1}^n$, consider drawing a parameter vector $\hatθ$ uniformly at random from those that interpolate the data within a width-$W$ depth-$D$ ReLU architecture with continuous weights bounded within $[-M, M]$.

Key points

  • We study the generalization properties of $\hatθ$ in the case where the dataset can, in fact, be explained by a smaller $w$-by-$d$ ReLU network.
  • Despite the obliviousness of the selection rule for $\hatθ$, it adaptively generalizes at the rate $\tilde O\left(\frac{wdWD}{n}\right)$, rather than being governed by the VC dimension of the full $W$-by-$D$ hypothesis class.
  • The reason is due to a particular inductive bias in ReLU networks: the $w$-by-$d$ parameter witnesses an exponential volume of $W$-by-$D$ interpolating parameters, which dwarfs the volume of poorly generalizing parameters (conditioned on interpolation).
  • We explicitly construct this set of near-equivalent $W$-by-$D$ parameters by a proof technique called deep lifting, and then tie the achievable volume to stability properties of the $w$-by-$d$ witness.

Sources (1)

  • [1]"Deep lifts": Neural networks can generalize even with the dumbest optimizer
    arXiv (AI, ML, NLP, CV, robotics, multi-agent) · Oct 16, 06:37 AM
    Given a labeled dataset $\{(x_i, y_i)\}_{i = 1}^n$, consider drawing a parameter vector $\hatθ$ uniformly at random from those that interpolate the data within a width-$W$ depth-$D$ ReLU architecture with continuous weights bounded within $[-M, M]$.
    We study the generalization properties of $\hatθ$ in the case where the dataset can, in fact, be explained by a smaller $w$-by-$d$ ReLU network.

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